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Compliance Officer (MiFID)

Eqvilent

New
Mid 🇬🇧 English
MiFID

Job description

About the role

The Compliance Officer oversees and implements the company's compliance monitoring plan, deploying it throughout the calendar year and spending about 90% of their time on monitoring activities. The role ensures adherence to all relevant regulations and standards, including MiFID requirements, and is subject to PQ approval by the MFSA; candidates who have already passed this process or who are willing to go through it with support are welcome.

Key responsibilities

  • Implement and manage the company's compliance monitoring plan and deploy it throughout the year
  • Ensure compliance with MiFID requirements and regulations
  • Monitor compliance-related activities, which make up 90% of the job
  • Work with stakeholders across the organisation to align with compliance standards
  • Keep up to date with regulatory changes and share updates with relevant parties
  • Prepare and present compliance reports to management regularly
  • Collaborate with internal teams on compliance issues and conduct regular audits and assessments to identify and address risks
  • Provide training and guidance to employees on compliance matters

Required profile

  • Bachelor's degree in Business Administration, Finance, Law or a related field
  • Previous experience in a compliance or regulatory role, preferably in financial services
  • Strong understanding of MiFID requirements and regulations
  • Certification in compliance or related fields is a plus

Required skills

  • Analytical and problem-solving skills
  • Ability to work independently and prioritise tasks
  • Strong communication and interpersonal skills
  • Detail-oriented with a high level of accuracy

What we offer

  • A welcoming team of highly qualified international professionals
  • Challenging work with many opportunities to prove yourself
  • Comfortable office and flexible schedule
  • 40 paid days off
  • Competitive salary

Questions fréquentes

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Source : ats:greenhouse

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Published 3 siegħat ilu

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