Compliance Officer (MiFID)
Eqvilent
Job description
About the role
The Compliance Officer oversees and implements the company's compliance monitoring plan, deploying it throughout the calendar year and spending about 90% of their time on monitoring activities. The role ensures adherence to all relevant regulations and standards, including MiFID requirements, and is subject to PQ approval by the MFSA; candidates who have already passed this process or who are willing to go through it with support are welcome.
Key responsibilities
- Implement and manage the company's compliance monitoring plan and deploy it throughout the year
- Ensure compliance with MiFID requirements and regulations
- Monitor compliance-related activities, which make up 90% of the job
- Work with stakeholders across the organisation to align with compliance standards
- Keep up to date with regulatory changes and share updates with relevant parties
- Prepare and present compliance reports to management regularly
- Collaborate with internal teams on compliance issues and conduct regular audits and assessments to identify and address risks
- Provide training and guidance to employees on compliance matters
Required profile
- Bachelor's degree in Business Administration, Finance, Law or a related field
- Previous experience in a compliance or regulatory role, preferably in financial services
- Strong understanding of MiFID requirements and regulations
- Certification in compliance or related fields is a plus
Required skills
- Analytical and problem-solving skills
- Ability to work independently and prioritise tasks
- Strong communication and interpersonal skills
- Detail-oriented with a high level of accuracy
What we offer
- A welcoming team of highly qualified international professionals
- Challenging work with many opportunities to prove yourself
- Comfortable office and flexible schedule
- 40 paid days off
- Competitive salary
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Published 4 hours ago
Expires 1 month from now
2 views · 0 interested
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